Best Investors Account Sign in
Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-01-05
  • VA RA
    APPROVED
    Since 2012-01-05

Branch Locations

810 Catoctin Circle Ne, Leesburg, VA 20176 • United States

601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Mclean VA 01/2012 Present
Patrick T. Brosnan & Associates, Llc Leesburg VA 01/2016 Present
Patrick T. Brosnan Insurance Leesburg VA 12/2014 Present
  • 01/2012 → Present
    Capitol Securities Management
    Mclean, VA
  • 01/2016 → Present
    Patrick T. Brosnan & Associates, Llc
    Leesburg, VA
  • 12/2014 → Present
    Patrick T. Brosnan Insurance
    Leesburg, VA
Previous Registrations
  • 2004-05-19 → 2011-12-31
    Leesburg, VA
    Leesburg, VA
  • 1998-08-10 → 2004-05-12
    Raymond James Financial Services, Inc.
    Leesburg, VA
Other Businesses

1) Name of Business: Patrick T. Brosnan & Associates, LLC Investment-related:No Address: 810 CATOCTIN CIRCLE, NE LEESBURG, VA 20176 Nature of the other business: Tax Preparation and accounting services Position, title, or relationship with the other business: Principal Start date: 1/1/16 Approximate # of hours/month you devote to the other business: 40 Approximate # of hours/month you devote to the other business during securities trading hours: 24 Describe your duties relating to the other business: preparation of tax returns and related accounting 2) Name of Business: Patrick Brosnan Investment-related: Yes Address: . 810 CATOCTIN CIRCLE NE, LEESBURG, VA 20176 Nature of the other business: INSURANCE SALES Position, title, or relationship with the other business: Insurance Sales Rep Start date: 12/01/2014 Approximate #of hours/month you devote to the other business: 1 Approximate # of hours/month you devote to the other business during securities trading hours: 1 Describe your duties relating to the other business: selling LIFE, DISABILITY, HEALTH AND LONG-TERM CARE INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-28
S63 Uniform Securities Agent State Law Examination 1989-05-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-28
  • S63 Uniform Securities Agent State Law Examination
    1989-05-22
Other Names
  • Pat Brosnan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leesburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor