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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
Branch Locations
500 Capitol Mall, Suite 1200, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Fresno | CA | 10/2016 | 11/2016 |
| Wells Fargo Bank | Fresno | CA | 02/2016 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 10/2022 |
| Fifth Third Wealth Advisors Llc | San Francisco | CA | 11/2022 | 12/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 01/2024 | 10/2025 |
| Unemployed | Fresno | CA | 12/2023 | 01/2024 |
| Unemployed | Fresno | CA | 11/2025 | 04/2026 |
| Bmo Bank Na | Sacramento | CA | 04/2026 | Present |
| Lpl Financial Llc | Sacramento | CA | 06/2026 | Present |
1. 6/2026 - BMO Bank N.A. - Financial Institution Duty - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - Sacramento CA 95814 - OBA Start date: 05/18/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 6/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-31 |
| S66 | Uniform Combined State Law Examination | 2017-07-20 |
| S65 | Uniform Investment Adviser Law Examination | 1994-03-31 |
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