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Naveen Joshi

Park Avenue Securities LLC

Floral Park, NY

Melville, NY

CRD 1926377

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

110 Jericho Turnpike Suite 214, Floral Park, NY 11001 • United States

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co Of America Rego Park NY 03/2004 Present
Park Avenue Securities Floral Park NY 01/2015 Present
  • 03/2004 → Present
    Guardian Life Ins Co Of America
    Rego Park, NY
  • 01/2015 → Present
    Park Avenue Securities
    Floral Park, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-11
  • S63 Uniform Securities Agent State Law Examination
    1989-04-11

View on SEC IAPD

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Nearby Investors

Laura Rosovich
CHRISTOPHER KUMAR
HAO DU LAM

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · FLORAL PARK, NY
J.P. MORGAN SECURITIES LLC · GLEN OAKS, NY
LPL FINANCIAL LLC · NEW HYDE PARK, NY

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