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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-10-17 |
Branch Locations
1330 Win Hentschel Blvd Suite 216, West Lafayette, IN 47906 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 11/2013 | 09/2023 |
| Sigma Planning Corporation | Ann Arbor | MI | 11/2013 | 09/2023 |
| Lpl Financial Llc | West Lafayette | IN | 09/2023 | 10/2023 |
| Sigma Financial Corporation | Ann Arbor | MI | 10/2023 | Present |
| Spc | Ann Arbor | MI | 10/2023 | Present |
1- 08/2023 / Real Estate Rental / INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-28 |
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