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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2015-04-08 |
Branch Locations
8206 Louisiana Blvd Ne Suite A, Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Albuquerque | NM | 04/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Albuquerque | NM | 04/2015 | Present |
| Prevender Financial | Albuquerque | NM | 04/2015 | Present |
| Hunter Joseph Vonunschuld | Albuquerque | NM | 09/2016 | 08/2017 |
| Srb Financial Services, Llc | Albuquerque | NM | 04/2018 | Present |
| Sagebrush Church | Rio Rancho | NM | 05/2023 | Present |
(1)Name of Business: Prevender Financial Services LLC Address: 8206 Louisiana Blvd NE Ste A, Albuquerque, NM, 87113, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/06/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Support Company (2)Name of Business: SRB Financial Services, LLC Address: 8206 Louisiana Blvd NE Ste A, Albuquerque, NM, 87113, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Support Company - Prevender Financial Services, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-05 |
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