Best Investors Account Sign in

Katherine Marie Pierce

Northwestern Mutual Investment Services, LLC

Tampa, FL

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-08
  • FL RA
    APPROVED
    Since 2022-07-08

Branch Locations

1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tampa FL 08/2007 06/2021
Unemployed Tampa FL 07/2021 03/2022
Matthew Lytell Tampa FL 03/2022 04/2022
Matthew Lytell Tampa FL 04/2022 Present
Northwestern Mutual Investment Services Llc Tampa FL 06/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2022 Present
  • 08/2007 → 06/2021
    Lpl Financial Llc
    Tampa, FL
  • 07/2021 → 03/2022
    Unemployed
    Tampa, FL
  • 03/2022 → 04/2022
    Matthew Lytell
    Tampa, FL
  • 04/2022 → Present
    Matthew Lytell
    Tampa, FL
  • 06/2022 → Present
    Northwestern Mutual Investment Services Llc
    Tampa, FL
  • 10/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-12
S63 Uniform Securities Agent State Law Examination 1989-08-11
  • S65 Uniform Investment Adviser Law Examination
    2013-01-12
  • S63 Uniform Securities Agent State Law Examination
    1989-08-11
Other Names
  • Katherine Marie Paterson
  • Katherine Marie Paterson
  • Katherine Marie Pierce

View on SEC IAPD

Other Firms

STRATEGIC WEALTH INVESTMENT GROUP, LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
UNITED CAPITAL FINANCIAL ADVISORS
FLORIDA FINANCIAL ADVISORS, LLC
AE WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL PARTNERS
TRUADVISORS
AMERICAN FAMILY LEGACY GROUP

Other Investors

PETER CASEY GAYLE
John Luke Robinson
MICHAEL MOFFA
JANET L CHRISTIANSEN
MATTHEW VERSAGE
Martin Adolfo Montana
Frank Cooper Finley
Jeferson Josue Velasquez

Other Offices

STRATEGIC WEALTH INVESTMENT GROUP, LLC · Tampa, FL
INDEPENDENT ADVISOR ALLIANCE, LLC · Tampa, FL
UNITED CAPITAL FINANCIAL ADVISORS · TAMPA, FL
FLORIDA FINANCIAL ADVISORS, LLC · Tampa, FL
AE WEALTH MANAGEMENT, LLC · Tampa, FL
INDEPENDENT FINANCIAL PARTNERS · TAMPA, FL
TRUADVISORS · TAMPA, FL
AMERICAN FAMILY LEGACY GROUP · TAMPA, FL

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor