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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED_RES | 2019-04-29 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Boca Raton | FL | 06/2008 | 04/2019 |
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | 04/2019 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 04/2019 | Present |
RENTAL PROPERTY, INVT RELATED, DEERFIELD BEACH, FL, 100% OWNER, START DATE 12/15/2011, 0 HRS PER MONTH, 0 HRS DURING TRADING.; NOTARY PUBLIC, NOT INVT RELATED, PALM BEACH, FL, NOTARY, START DATE 1/2/2000, 0 HRS PER MONTH, O HRS DURING TRADING, NOTARIZE SIGNATURES.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-20 |
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