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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-05
SD RA APPROVED 2009-11-23
  • TX RA
    APPROVED
    Since 2011-01-05
  • SD RA
    APPROVED
    Since 2009-11-23

Branch Locations

731 Saint Joseph St Ste 220, Rapid City, SD 57701 • United States

Rapid City, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rapid City SD 11/2009 03/2020
Ameriprise Financial Services, Llc Rapid City SD 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2009-11-23
    Rapid City, SD
  • 2006-12-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Rapid City, SD
    St. Louis, MO
    Rapid City, SD
Other Businesses

Real Estate Ownership; Multi-Family; 1118 Quincy Street, Rapid City SDTri plex, ,; ; 10/01/2004 / Multi-Family; 1221 Columbus Street, Rapid City SDDuplex, ,; ; / Commercial; 717 Columbus StrettRapid City, SD 57701, ,; Investment-Related; 11/21/2016 / Multi-Family; 230 Oakland St, , Rapid City, SD, 57701; Not Investment-Related; 01/01/2023. Business Ownership; Wannabee band; Play music with the band; Musical band; 1375 Forest Hills Drive, , Rapid City, SD, 57701; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours / Main Street Investments; Partner. Pay bills for our office.; The partnership provides an entity for Ted Norman and Sandy Schwan to utilize to pay our shared business expenses.; 731 St. Joseph, Suite 220, Rapid City, SD, 57701; Not Investment-Related; 11/08/2019; 1 to 9 hours per month; 0 during trading hours / Ted Norman , LLC; Owner; Manage Ameriprise Business; 731 St. Joseph suite 220, , Rapid City, SD, 57701; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Highmark credit union Supervisory Committee; Member Supervisor committee; 725 5th street, , Rapid City, SD, 57701; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ted Norman, LLC; Owner; LLC I established to pay business expenses from; 731 St. Joseph suite 220, , Rapid City, SD, 57701; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; high school reunion committee; Prepare for the next high school reunion in 2030. As a member I would participate in discussions for planning the next reunion in 2030. Planning includes deciding on a date and place to hold the reunion, choosing meals and deciding on a cost to classmates. All members would assist in reaching out to classmates and encouraging attendance. We would all review the checking account to make sure we operate within budget.; 1375 Forest Hills Drive, , Rapid City, SD, 57701; Not Investment-Related; 04/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-03-23
  • S63 Uniform Securities Agent State Law Examination
    1989-03-23
Designations

View on SEC IAPD

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