Ted J Norman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Rapid City, SD
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rapid City, SD

Previous Registrations

• 2008-01-01 → 2009-11-23
  Wells Fargo Clearing Services, Llc
  Rapid City, SD
• 2006-12-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Rapid City, SD
  St. Louis, MO
  Rapid City, SD

Other Businesses

Real Estate Ownership; Multi-Family; 1118 Quincy Street, Rapid City SDTri plex, ,; ; 10/01/2004 / Multi-Family; 1221 Columbus Street, Rapid City SDDuplex, ,; ; / Commercial; 717 Columbus StrettRapid City, SD 57701, ,; Investment-Related; 11/21/2016 / Multi-Family; 230 Oakland St, , Rapid City, SD, 57701; Not Investment-Related; 01/01/2023. Business Ownership; Wannabee band; Play music with the band; Musical band; 1375 Forest Hills Drive, , Rapid City, SD, 57701; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours / Main Street Investments; Partner. Pay bills for our office.; The partnership provides an entity for Ted Norman and Sandy Schwan to utilize to pay our shared business expenses.; 731 St. Joseph, Suite 220, Rapid City, SD, 57701; Not Investment-Related; 11/08/2019; 1 to 9 hours per month; 0 during trading hours / Ted Norman , LLC; Owner; Manage Ameriprise Business; 731 St. Joseph suite 220, , Rapid City, SD, 57701; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Highmark credit union Supervisory Committee; Member Supervisor committee; 725 5th street, , Rapid City, SD, 57701; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ted Norman, LLC; Owner; LLC I established to pay business expenses from; 731 St. Joseph suite 220, , Rapid City, SD, 57701; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; high school reunion committee; Prepare for the next high school reunion in 2030. As a member I would participate in discussions for planning the next reunion in 2030. Planning includes deciding on a date and place to hold the reunion, choosing meals and deciding on a cost to classmates. All members would assist in reaching out to classmates and encouraging attendance. We would all review the checking account to make sure we operate within budget.; 1375 Forest Hills Drive, , Rapid City, SD, 57701; Not Investment-Related; 04/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-03-23

Designations

• Certified Financial Planner