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Weld Rollins Butler

Harbor Advisory Corporation

Portsmouth, NH

CRD 1923341

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Employer firm

Harbor Advisory Corporation CRD 105151

$481M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Harbor Advisory Corporation

500 Market St. Suite 1A, Portsmouth, NH 03801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-01
NH RA APPROVED 1996-02-05
  • TX RA
    APPROVED_RES
    Since 2018-03-01
  • NH RA
    APPROVED
    Since 1996-02-05

Branch Locations

500 Market Street - Suite 11, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Advisory Corporation Portsmouth NH 03/1986 Present
Other Businesses

Harbor Advisory Corporation Condominium; Owner; Not investment related; Less than 1% of Mr. Butler's time spent on activity monthly.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-31
  • S63 Uniform Securities Agent State Law Examination
    1989-01-31
Other Names
  • Weld Rollins Butler
  • Weld Rollins, Trustee Butler,

View on SEC IAPD

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