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Dana Marie Thor

Morgan Stanley

Tampa, FL

Tampa, FL

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-27
FL RA APPROVED 2011-11-28
  • TX RA
    APPROVED
    Since 2012-01-27
  • FL RA
    APPROVED
    Since 2011-11-28

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609 • United States

18302 Highwoods Preserve Pkwy Suite 100, Tampa, FL 33647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 11/2011 Present
  • 11/2011 → Present
    Morgan Stanley Smith Barney
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-30
Other Names
  • Dana Thor
  • Dana Marie Reddy

View on SEC IAPD

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FLORIDA FINANCIAL ADVISORS, LLC · Tampa, FL
AE WEALTH MANAGEMENT, LLC · Tampa, FL
INDEPENDENT FINANCIAL PARTNERS · TAMPA, FL
TRUADVISORS · TAMPA, FL
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