Joseph George Cafiso

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH

Other Businesses

1)LAKEN, KRAMER, CAFISO & PEARSON; NOTINVESTMENT RELATED; PO BOX 346 CONSHOHOCKEN PA 19428; LIFE, HEALTH, DISABILITY, LTC INSURANCE, INSURANCE AGENT; 10/01/1988-CURRENT; 100 HOURS/MONTH; 100 DURING SECURITIES TRADING HOURS; THE SALE/SERVICE OF DISABILITY, HEALTH. LIFE AND LONG TERM CARE INSURANCE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-18
• S63 Uniform Securities Agent State Law Examination
  1989-04-17

Designations

• Chartered Financial Consultant