Shannon Andrew Sullivan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Lpl Financial, Llc
  Alpharetta, GA

Previous Registrations

• 1996-04-25 → 2008-08-28
  Truist Investment Services, Inc.
  Alpharetta, GA
  Lawrenceville, GA
  Lawrenceville, GA

Other Businesses

(1) 12/08/2008: Sullivan Wealth Management - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - 1% Time Spent (2) 11/05/2009: Sullivan and Schlieman Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 12/21/2011: Diego and Duchess Properties, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - commercial raw land and office/warehouse rental units. There are NO clients as renters and NO advisors of another B/D or RIA. (4) 02/26/2013: S4 Properties, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - Commercial rental property with 5 rental units and 5 tennants. None of the renters are customers and NO renters are advisors of another B/D or RIA (5) 07/09/2015: S5H Properties, LLC - Real Estate Rental - Investment Related - 1280 Oak Industrial Lane, Cumming, GA - Start 08/01/2014 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Office Building (6) 10/21/2016: MTBW Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 5755 North Point Parkway, Suite 210, Alpharetta. GA 30022 - Start 10/01/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading. (7) 11/30 2018 - s2 Partners - Investment Related - 5755 N Point Pkwy Alpharetta, GA 30022 & Canton, GA 30115 - Real Estate Rental - Owner/Managing Member - Started 01/07/2009 - 1 Hours Per Month/0 Hours During Securities Trading - LLC that owns commercial real estate. (8) 7/22/2020 - MTBW LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/13/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (9) 09/13/2023 - NGI Properties, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 10/02/2023 - 1 Hour Per Month/0 Hours During Securities Trading. (10) 11/13/2025 - Advisors Network LLC - Non-Variable Insurance - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/11/2025 - 1 hour per month/ during trading (11) 07/08/2026 - 2365 OMP LLC - Real Estate Rental - Investment Related - Alpharetta, GA - Start Date 07/06/2026 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1989-03-14

Designations

• Certified Financial Planner