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Eric Christopher Brown

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Middletown, RI

St. Louis, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-23
  • RI RA
    APPROVED
    Since 2024-05-23

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

272 Valley Rd Suite 1, Middletown, RI 02842 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Middletown RI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Middletown RI 11/2016 05/2024
Benjamin F Edwards & Company, Inc Middletown RI 05/2024 Present
Previous Registrations
  • 2008-01-01 → 2024-05-29
    Wells Fargo Clearing Services, Llc
    Newport, RI
  • 2005-08-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Middletown, RI
    St. Louis, MO
    Newport, RI
  • 2005-07-19 → 2005-08-29
    Morgan Stanley Dw Inc.
    Middletown, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-10
S63 Uniform Securities Agent State Law Examination 1989-03-23
  • S65 Uniform Investment Adviser Law Examination
    2003-01-10
  • S63 Uniform Securities Agent State Law Examination
    1989-03-23
Designations

View on SEC IAPD

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