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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-07-10 |
| TX | RA | APPROVED | 2017-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 07/2017 |
| Ameriprise Financial Services Inc | Midland | MI | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Midland | MI | 03/2020 | Present |
Business Ownership; Bam&Pops Properties LLC; Co-owner; Real Estate; 104 E. Indian streed, , Midland, MI, 48640; Not Investment-Related; 11/14/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-21 |
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