Best Investors Account Sign in
Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-03
  • IL RA
    APPROVED
    Since 2024-12-03

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Naperville IL 01/2016 12/2024
Pruco Securities, Llc. Naperville IL 01/2016 12/2024
Lpl Financial Llc Downers Grove IL 12/2024 Present
Highpoint Advisor Group, Llc Downers Grove IL 12/2024 Present
Prudential Financial Planning Services Downers Grove IL 10/2016 12/2024
  • 01/2016 → 12/2024
    The Prudential Insurance Company Of America
    Naperville, IL
  • 01/2016 → 12/2024
    Naperville, IL
  • 12/2024 → Present
    Lpl Financial Llc
    Downers Grove, IL
  • 12/2024 → Present
    Highpoint Advisor Group, Llc
    Downers Grove, IL
  • 10/2016 → 12/2024
    Prudential Financial Planning Services
    Downers Grove, IL
Previous Registrations
  • 2016-10-21 → 2024-12-10
    Naperville, IL
    Downers Grove, IL
    Naperville, IL
    Naperville, IL
  • 2014-12-05 → 2016-01-26
    Msi Financial Services, Inc.
    Downers Grove, IL
  • 2003-10-31 → 2014-08-01
    Brooklight Place Securities, Inc.
    Fountain Hills, AZ
    Oak Brook, IL
Other Businesses

1) 11/01/2024 - Professional Wealth Advisors / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 11/01/2024 - PWA, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 11/01/2024 - Highpoint Planning Partners LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 4) 12/04/2024 - HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 160 hours per month/ 8 hours during trading- I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-28
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S65 Uniform Investment Adviser Law Examination
    2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Downers Grove, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor