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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-03 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Naperville | IL | 01/2016 | 12/2024 |
| Pruco Securities, Llc. | Naperville | IL | 01/2016 | 12/2024 |
| Lpl Financial Llc | Downers Grove | IL | 12/2024 | Present |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 12/2024 | Present |
| Prudential Financial Planning Services | Downers Grove | IL | 10/2016 | 12/2024 |
1) 11/01/2024 - Professional Wealth Advisors / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 11/01/2024 - PWA, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 11/01/2024 - Highpoint Planning Partners LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 4) 12/04/2024 - HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 160 hours per month/ 8 hours during trading- I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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