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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-31 |
| OH | RA | APPROVED | 2011-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Lima | OH | 07/2011 | Present |
1. Notary Public; 180 S. Civic Center Dr Columbus OH 43215; Notarize forms for clients during business hours & family/friends outside of work; 06/08/1996; 2 hrs/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-29 |
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