Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
OH RA APPROVED 2011-07-29
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • OH RA
    APPROVED
    Since 2011-07-29

Branch Locations

3654 Allentown Road, Lima, OH 45807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lima OH 07/2011 Present
  • 07/2011 → Present
    Stifel Nicolaus & Co Inc
    Lima, OH
Previous Registrations
Other Businesses

1. Notary Public; 180 S. Civic Center Dr Columbus OH 43215; Notarize forms for clients during business hours & family/friends outside of work; 06/08/1996; 2 hrs/year; During security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-01
S63 Uniform Securities Agent State Law Examination 1991-04-29
  • S66 Uniform Combined State Law Examination
    2010-12-01
  • S63 Uniform Securities Agent State Law Examination
    1991-04-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lima, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor