Mike E Gula

Employer firm

F L Putnam Investment Management Co. CRD 106223

$9.72B regulatory AUM 81 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → 07/2024
  Charles Schwab & Co., Inc.
  Manchester, NH
• 02/2005 → 07/2024
  Charles Schwab Bank
  Manchester, NH
• 07/2024 → 12/2024
  Unemployed
  Bow, NH
• 12/2024 → 11/2025
  Cambridge Trust Wealth
  Manchester, NH
• 01/2026 → Present
  F.L.PUtnam Investment Management Company
  Portsmouth, NH

Previous Registrations

• 2001-05-09 → 2024-07-29
  Charles Schwab & Co., Inc.
  Manchester, NH
  Bedford, NH

Exams

• S66 Uniform Combined State Law Examination
  2001-04-16
• S63 Uniform Securities Agent State Law Examination
  2000-05-11

Other Names

• Mike Eugene Gula