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Mike E Gula

F L Putnam Investment Management Co.

Portsmouth, NH

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-17
ME RA APPROVED 2026-03-18
NH RA APPROVED 2026-02-27
RI RA APPROVED 2026-02-27
  • MA RA
    APPROVED
    Since 2026-04-17
  • ME RA
    APPROVED
    Since 2026-03-18
  • NH RA
    APPROVED
    Since 2026-02-27
  • RI RA
    APPROVED
    Since 2026-02-27

Branch Locations

29 Maplewood Ave Suite 3, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Manchester NH 05/1999 07/2024
Charles Schwab Bank Manchester NH 02/2005 07/2024
Unemployed Bow NH 07/2024 12/2024
Cambridge Trust Wealth Manchester NH 12/2024 11/2025
F.L.PUtnam Investment Management Company Portsmouth NH 01/2026 Present
  • 05/1999 → 07/2024
    Charles Schwab & Co., Inc.
    Manchester, NH
  • 02/2005 → 07/2024
    Charles Schwab Bank
    Manchester, NH
  • 07/2024 → 12/2024
    Unemployed
    Bow, NH
  • 12/2024 → 11/2025
    Cambridge Trust Wealth
    Manchester, NH
  • 01/2026 → Present
    F.L.PUtnam Investment Management Company
    Portsmouth, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-16
S63 Uniform Securities Agent State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2001-04-16
  • S63 Uniform Securities Agent State Law Examination
    2000-05-11
Other Names
  • Mike Eugene Gula

View on SEC IAPD

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KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
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