Thomas Francis Shumosic

Current Employers

Employment History

• 01/1998 → 06/2017
  Cadaret, Grant & Co., Inc.
  Wilmington, DE
• 10/1997 → Present
  Rockwood Financial Group
  Wilmington, DE
• 07/2012 → Present
  Mid Atlantic Retirment Planning Specialists
  Wilmington, DE
• 06/2017 → Present
  Kestra Investment Services, Llc
  Wilmington, DE
• 06/2017 → Present
  Kestra Advisory Services, Llc
  Wilmington, DE

Previous Registrations

• 2000-07-26 → 2017-06-28
  Cadaret, Grant & Co., Inc.
  Wilmington, DE

Other Businesses

Name: Advisory Board for the Financial Planning Major- University of Delaware Investment Related: No Address: Lerner Hall Newark DE 19706 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 10/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advisory Name: Delaware Art Museum Investment Related: No Address: 2301 Kentmere Pkwy Wilmington DE 19806 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Trustee member Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Volunteer on various committees. One committee I sit on will be the Finance Committee. I will NOT have any direct exposure to any monetary decisions made by the Museum, nor will I act as Treasurer Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/28/2017 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MIDATLANTIC WEALTH PARTNERS POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2026 ADDRESS: 1415 Foulk Rd, Suite 202, WILMINGTON DE 19803, United States DESCRIPTION: Provide Financial Planning services to retail and corporate clients. Oversee the activities of the other Advisors connected to our Branch

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-14

Designations

Other Names

• Thom Shumosic