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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2015-02-10
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2015-02-10
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1600 Main St., Suite 14, Pleasant Valley, NY 12569 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pleasant Valley NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Pleasant Valley NY 10/2012 Present
  • 10/2012 → Present
    Pleasant Valley, NY
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Pleasant Valley, NY
Previous Registrations
  • 2010-09-22 → 2012-10-01
    Chase Investment Services Corp.
    Monroe, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
    Pleasant Valley, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-21
S63 Uniform Securities Agent State Law Examination 2008-11-06
  • S65 Uniform Investment Adviser Law Examination
    2010-09-21
  • S63 Uniform Securities Agent State Law Examination
    2008-11-06
Other Names
  • Ben Carnecchia
  • Omar Carnecchia
  • Jonathan W Prescott

View on SEC IAPD

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