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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2015-02-10 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1600 Main St., Suite 14, Pleasant Valley, NY 12569 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Pleasant Valley | NY | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Pleasant Valley | NY | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-06 |
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