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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
Poughkeepsie, NY • United States
11 Marshall Rd Ste 2A, Wappingers Falls, NY 12590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wappingers Falls | NY | 08/2016 | Present |
| Hudson Valley Federal Credit Union | Wappingers Falls | NY | 08/2009 | Present |
1) 10/28/2016: Yoga/ Pilates Instructor; Poughkeepsie, NY; Fitness Instructor; Not inv. related; Start date 1/1/2015; 16hrs/mo.; 1hr during trading. 2) 10/3/2019: Hudson Valley Credit Union; DBA: Wealth Management at Hudson Valley Credit Union; At reported business location(s): DBA for LPL Business (entity for LPL business) Inv. related; Start date: 10/1/2019; 32hrs/mo. during trading. 3) 11/1/2023: Hudson Valley Credit Union; At reported business location(s); Financial Institution Duty; Licensed Branch Associate; Inv. related; start date 7/31/2023; 160hrs/mo.; 8hrs during trading. 4) 11/1/2023: United health care; At reported business location(s); Non-Variable Insurance; Licensed Branch Associate; Inv. related; start date 3/6/2019; 3hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-05-26 |
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