David John Rust

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Lpl Financial, Llc
  Austin, TX

Previous Registrations

• 2006-09-27 → 2007-09-07
  J.P. Morgan Securities Inc.
  Austin, TX
• 2003-12-16 → 2006-09-27
  Banc One Securities Corporation
  Austin, TX
  Chicago, IL
  Austin, TX
• 2002-05-01 → 2002-10-10
  Comerica Securities
  Austin, TX

Other Businesses

1.08/03/2007; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Quartz Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.06/22/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name / Sudden Wealth; Investment Related; at Reported Business Location(s); Start Date 06/22/2023; hrs/mth; hrs during trading 3.03/04/2024; SWC Publishing; Other - publishing and promotion; Not Investment Related; Suite C-108 Austin,Texas; Start Date 07/26/2023; 5hrs/mth; 0hrs during trading 4.07/21/2026; david rust; Real Estate Rental; Investment Related; Austin,TX; Start Date 06/12/2026; 1hrs/mth; 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-12-30
• S63 Uniform Securities Agent State Law Examination
  2001-08-27