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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1120 North 103Rd Plaza Suite 220, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Omaha | NE | 12/1988 | Present |
| Pruco Securities, Llc. | Omaha | NE | 12/1988 | 11/2024 |
| Lpl Enterprise, Llc | Omaha | NE | 11/2024 | Present |
1) 04/29/2025-Nebraska Financial Advisors-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/10/2020-160hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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