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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

8595 Beechmont Ave Ste 306, Cincinnati, OH 45255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Litzler Financial Service Corporation Cincinnati OH 01/1991 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/1991 → Present
    Litzler Financial Service Corporation
    Cincinnati, OH
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: LITZLER FINANCIAL SERVICES CO; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CINCINNATI EMPLOYEES CREDIT UNION; INVESTMENT RELATED: NO; ADDRESS: 1003 HARRISON AVENUE, HARRISON, OH 45030; NATURE OF BUSINESS: CREDIT UNION; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: WORKING WITH THE MANAGER AND BOARD IN DETERMINING CD RATES, LOAN RATES FOR THE MEMBERSHIP OF THE CREDIT UNION;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-21
  • S63 Uniform Securities Agent State Law Examination
    1989-02-21
Other Names
  • Linda Ann Brown

View on SEC IAPD

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