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Current Employers
Fleishel Financial Associates, Inc.

812 North Woodland Blvd., Deland, FL 32720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
FL RA APPROVED 2002-01-11
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • FL RA
    APPROVED
    Since 2002-01-11

Branch Locations

Fleishel Financial Assoc., Inc. 812 N. Woodland Blvd, Deland, FL 32720 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-11
FL RA APPROVED 2013-07-09
  • TX RA
    APPROVED
    Since 2019-02-11
  • FL RA
    APPROVED
    Since 2013-07-09

Branch Locations

812 North Woodland Boulevard, Deland, FL 32720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleishel Financial Assoc. Inc. Deland FL 10/1990 Present
Raymond James Financial Services, Inc. Deland FL 04/1991 Present
Planned Giving Deland FL 01/2006 01/2018
Raymond James Financial Services Advisors Inc. Deland FL 07/2013 Present
  • 10/1990 → Present
    Fleishel Financial Assoc. Inc.
    Deland, FL
  • 04/1991 → Present
    Raymond James Financial Services, Inc.
    Deland, FL
  • 01/2006 → 01/2018
    Planned Giving
    Deland, FL
  • 07/2013 → Present
    Deland, FL
Other Businesses

(1)Name of Business: Address: 812 N Woodland Blvd, Deland, FL, 32720-2709, United States Activity Type: Other Position/Title: Author Investment Related: no Start Date: 04/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Conducting book sales via Amazon Direct (2)Name of Business: Address: 4510 Olde Isle Grove, DeLeon Springs, FL, 32130, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pasture Management and Hay sales (3)Name of Business: Fleishel Financial Associates, Inc. Address: 812 N Woodland Blvd, Deland, FL, 32720, United States Activity Type: Independent RIA Position/Title: Advisor, Owner/Proprietor Investment Related: Yes Start Date: 10/24/1990 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planning, Investment Advisory

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Designations
Other Names
  • Tom Fleishel

View on SEC IAPD

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