Jerrold Edward Slutzky

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Land O Lakes, FL

Previous Registrations

• 2009-02-26 → 2009-09-28
  Mutual Service Corporation
  Land O Lakes, FL
  Boston, MA
• 2005-05-09 → 2009-02-23
  Banc Of America Investment Services, Inc.
  Tampa, FL
  Weeki Wachee, FL
  Tampa, FL
• 1996-01-05 → 2005-05-27
  Ubs Financial Services Inc.
  Tampa, FL

Other Businesses

1. 09/15/2009: NO BUSINESS NAME - ARBITRATOR - 5% OF TIME SPENT - INDUSTRY ARBITRATOR FOR FINRA IN ADJUDICATING DISPUTES 2. 10/07/2009: TAMPA BAY WEALTH ADVISORY SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3. 05/10/2012: JERROLD E. SLUTZKY, ATTORNEY AT LAW - ATTORNEY AT LAW - 15% OF TIME SPENT - PRACTICE LAW IN WILLS, TRUSTS AND ESTATE PLANNING, ELDER LAW MATTERS, AND BUY-SELL AGREEMENTS FOR BUSINESSES AND SETTING-UP BUSINESS ENTITIES. 4. 05/30/2012: NO BUSINESS NAME - NOT INV REL - NOTARY - NO TIME SPENT - PROVIDE NOTARY SERVICES 5. 05/07/2015: NIGHTINGALE LAW FIRM - INV REL - 853 MAIN STREET, SUITE A, SAFETY HARBOR, FL 34695 - REAL ESTATE RENTAL - START 01/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY OWNER. 6. 10/20/2017 - No Business Name - Not Investment Related - Other-Book - Started 10/06/2017 - 0 Hours Per Month - Author of Book. 7. 10/24/2017 - My Everything File, LLC - Not Investment Related - At Reported Business Location(s) - Other-Business Owner - 5 Hours Per Month/0During Securities Trading - Author of a book entitled "My Everything File," which will be sold on Amazon, Barnes & Noble, and on a website www.myeverythingfile.com.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-13
• S63 Uniform Securities Agent State Law Examination
  1989-02-22

Designations

• Certified Financial Planner