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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-09-11 |
Branch Locations
853 Main Street Suite A, Safety Harbor, FL 34695 • United States
20719 Sterlington Dr Ste 101, Land O Lakes, FL 34638-4383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Land O Lakes | FL | 09/2009 | Present |
1. 09/15/2009: NO BUSINESS NAME - ARBITRATOR - 5% OF TIME SPENT - INDUSTRY ARBITRATOR FOR FINRA IN ADJUDICATING DISPUTES 2. 10/07/2009: TAMPA BAY WEALTH ADVISORY SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3. 05/10/2012: JERROLD E. SLUTZKY, ATTORNEY AT LAW - ATTORNEY AT LAW - 15% OF TIME SPENT - PRACTICE LAW IN WILLS, TRUSTS AND ESTATE PLANNING, ELDER LAW MATTERS, AND BUY-SELL AGREEMENTS FOR BUSINESSES AND SETTING-UP BUSINESS ENTITIES. 4. 05/30/2012: NO BUSINESS NAME - NOT INV REL - NOTARY - NO TIME SPENT - PROVIDE NOTARY SERVICES 5. 05/07/2015: NIGHTINGALE LAW FIRM - INV REL - 853 MAIN STREET, SUITE A, SAFETY HARBOR, FL 34695 - REAL ESTATE RENTAL - START 01/01/2015 - 1 HR/MO NONE DURING SECS TRDG HRS - PROPERTY OWNER. 6. 10/20/2017 - No Business Name - Not Investment Related - Other-Book - Started 10/06/2017 - 0 Hours Per Month - Author of Book. 7. 10/24/2017 - My Everything File, LLC - Not Investment Related - At Reported Business Location(s) - Other-Business Owner - 5 Hours Per Month/0During Securities Trading - Author of a book entitled "My Everything File," which will be sold on Amazon, Barnes & Noble, and on a website www.myeverythingfile.com.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-22 |
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