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Current Employers
Maridea Wealth Management

25 Kent Avenue Suite 401, Brooklyn, NY 11249 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-02
OH RA APPROVED 2026-06-01
  • TX RA
    APPROVED_RES
    Since 2026-06-02
  • OH RA
    APPROVED
    Since 2026-06-01

Branch Locations

525 5Th St, Beverly, OH 45715 • United States

25 Kent Avenue Suite 401, Brooklyn, NY 11249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Beverly OH 01/2013 10/2021
Maridea Wealth Management Llc Beverly OH 06/2026 Present
Private Client Services Beverly OH 06/2026 Present
Lpl Financial, Llc Beverly OH 10/2021 06/2026
  • 01/2013 → 10/2021
    Cetera Advisors Llc
    Beverly, OH
  • 06/2026 → Present
    Maridea Wealth Management Llc
    Beverly, OH
  • 06/2026 → Present
    Private Client Services
    Beverly, OH
  • 10/2021 → 06/2026
    Beverly, OH
Previous Registrations
  • 2021-10-03 → 2026-06-15
    Beverly, OH
    Beverly, OH
    San Diego, CA
  • 2010-01-14 → 2021-10-05
    Cetera Advisors Llc
    Chillicothe, OH
    Marietta, OH
    Beverly, OH
    Beverly, OH
Other Businesses

1) Maridea Wealth Management dba River Cities Financial Services; investment-related; 25 Kent Avenue, Suite 401, Brooklyn NY 11249; registered investment adviser firm; investment adviser representative; start date 06/2026; 50 hours per month; 50 hours per month during trading hours. 2) Dietz, Futrell & Walters insurance; investment-related; 118 Brandy Dr., Marietta, OH 45750; multi-line insurance agency; independent broker and consultant; 5 hours per month; 0 hours per month during trading hours. 3) DFW Realty Inc.; investment-related; 118 Brandy Dr., Marietta, OH 45750; commercial real estate management; shareholder and president; 5 hours per month; 0 hours per month during trading hours. 4) Coal Run Sportsman LLC; investment-related; 1154 Tick Hill Rd., Lowell, OH 45744; real estate management; fiscal officer – watch over the property management and oil and gas income; 5 hours per month; 0 hours per month during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-05
  • S63 Uniform Securities Agent State Law Examination
    1994-01-05
Other Names
  • Rick Walters

View on SEC IAPD

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