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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 07/2018 |
| Durham Financial Services Llc | Marietta | OH | 08/2015 | Present |
| Lpl Financial Llc | Marietta | OH | 07/2018 | Present |
1)7/25/18- Durham Financial Services, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Marietta, OH- 132 hrs/mth -80% 2)7/25/18- Durham Financial Services, LLC- Tax Prep - Inv. Related- Marietta, OH- start date 8/4/2015- 40 hrs/mth - 10% 3)7/25/18 - Durham Financial Services, LLC- Non-Variable Insurance- Agent for ife, accident, health, fixed annuities- Inv. Related- Marietta, OH - start date 8/4/2015- 22 hrs/mth- 5%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-13 |
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