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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-12 |
| KS | RA | APPROVED | 2010-11-17 |
| MO | RA | APPROVED | 2000-09-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Overland Park | KS | 04/1986 | Present |
| Nylife Securities Inc. | Overland Park | KS | 12/1988 | Present |
| Dody Legacy Group, Llc | Clinton | MO | 05/2008 | Present |
| Farm Generation Strategies, Llc | Clinton | MO | 07/2015 | 10/2016 |
| Generation Strategies, Llc | Clinton | MO | 10/2016 | 11/2024 |
[OPERATING UNDER THE DBA NAME OF DODY LEGACY GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; CLINTON MS; INVESTMENT RELATED; OWNER; START DATE: 03/2002] [RENTAL PROPERTY; COMMERCIAL BUILDING; CLINTON MO; START DATE: 2/2007; ROLE/TITLE: OWNER; INVESTMENT RELATED] [Agri - Legacy aka Farmers Business League; Educate the ag community about the disasters of estate and succession; 445 S Moreau, PO Box 276, Tipton MO 65081; Start Date 05/2008; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [MY SHARED LEGACY; 125 S. WASHINGTON, CLINTON, MO 64735; START DATE: 01/2010; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED] [Truman Lake Foundation; Advisory Board Member; Clinton, MO; Start Date 02/2003; Role/Title: Advisory Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [KMOS-TV, Warrensburg, MO; Advisory Board Member of KMOS is a public broadcasting television station.; Warrensburg, MO; Start Date 04/2013; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Dody Farms; I bought some farm acreage for personal use. Farm Property; NE 501 Rd; Clinton, MO 64735; Start Date 06/2017; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY, 10010; Start Date 06/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Henry County Historical Society; Henry County Museum and history; 203 W. Franklin Street, Clinton, MO 64735; Start Date 02/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; Board member] [AgriLegacy Tomorrow; Scholarship for Agricultural Focused Education; 125 S Washington St; Start Date 09/2014; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;Help fund scholarship and select recipients]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-25 |
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