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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-05
  • MO RA
    APPROVED
    Since 2025-09-05

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

1112 East Ohio, Clinton, MO 64735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cook & Company Cpas + Wealth Management, Llc Clinton MO 05/2002 Present
1St Global Capital Corp. Clinton MO 01/2015 10/2019
1St Global Advisors, Inc. Clinton MO 01/2015 10/2019
Avantax Insurance Services, Inc. Clinton MO 01/2015 09/2025
Avantax Advisory Services Clinton MO 10/2019 09/2025
Avantax Investment Services, Inc. Clinton MO 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Clinton MO 05/2024 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2002 → Present
    Cook & Company Cpas + Wealth Management, Llc
    Clinton, MO
  • 01/2015 → 10/2019
    1St Global Capital Corp.
    Clinton, MO
  • 01/2015 → 10/2019
    1St Global Advisors, Inc.
    Clinton, MO
  • 01/2015 → 09/2025
    Avantax Insurance Services, Inc.
    Clinton, MO
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Clinton, MO
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Clinton, MO
  • 05/2024 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Clinton, MO
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Clinton, MO
  • 2015-01-06 → 2019-10-25
    1St Global Advisors Inc
    Clinton, MO
  • 2007-12-03 → 2015-01-15
    Osaic Fa, Inc.
    Clinton, MO
    Overland Park, KS
    Clinton, MO
Other Businesses

1) COOK & COMPANY WEALTH MANAGEMENT; CPA/OWNER; WEALTH MANAGEMENT; IR; 40 HRS; 3 HRS; 09/01/2015; Clinton MO 64735, United States; COOK & COMPANY WEALTH MANAGEMENT IS A DBA FOR RYAN S. COOK, CPA LLC, WHICH HAS HISTORICALLY PROVIDED CPA FIRM SERVICES. HOWEVER, RYAN S. COOK, CPA LLC IS NOW AFFILIATED WITH 1ST GLOBAL AND WILL OFFER WEALTH MANAGEMENT SERVICES. I AM THE SOLE OWNER OF THE ENTITY AND WILL OVERSEE THE PROVIDING OF WEALTH MANAGEMENT SERVICES. 2) TOTAL ADMINSTRATIVE SERVICES CORPORATION; PROVIDER; SERVICES FOR EMPLOYEE BENEFIT PLANS; IR; 5 HRS; 5 HRS; 05/01/2002; Madison WI , United States; SERVICES FOR EMPLOYEE BENEFIT PLANS & EARN A COMMISSION FOR NEW PLANS & RENEWALS 3) APK INVESTMENTS, LLC; PARTNER; REAL ESTATE; IR; NUMBER OF HOURS: 2 HRS; 2 HRS; 03/05/2007; Clinton MO, United States; LIMITED DUTIES; APK INVESTMENTS, LLC OWNS THE BUILDING THAT HOUSES CPA PRACTICE 4) BLACK STONE FARMS, LLC; MANAGING MEMBER; RENTAL REAL ESTATE; IR; 1 HRS; 1 HRS; 12/20/2012; Clinton MO, United States; Collect rents, pay expenses, manage LLC 5) TILLMAN FARMS HOMES ASSOCIATION; Secretary; Homeowner's association NIR; 1 HRS; 1 HRS; 07/31/2019; 1112 E. Ohio St., Clinton MO 64735, United States; Take notes at meetings and provide meeting minutes 6) OLD COUNTRY CLUB OFFICE PARK ASSOCIATION, INC.; Secretary/Treasurer; This association owns and cares for the common areas of our office park. NIR; 2 HRS; 2 HRS; 06/12/2019; 1112 E. Ohio St., Clinton MO 64735, United States; Take minutes at meetings, Receive association bills, Pay association bills (the board recommended one signature required for bills $2,500 or less with two signatures required for bills exceeding $2,500). Alternatively, my CPA firm could charge a nominal price for bill paying services if that would help navigate any regulations and reduce restrictions. 7) BASE; Provider NATURE: SERVICES FOR EMPLOYEE BENEFIT PLANS IR; 1 HRS; 1 HRS; 10/01/2018; 601 Visions Pkwy, Adel IA 50003, United States; SERVICES FOR EMPLOYEE BENEFIT PLANS & EARN A COMMISSION FOR NEW PLANS & RENEWALS 8) TRUMAN LAKE COMMUNITY FOUNDATION; Board Member; Provide grants to organizations in Henry County and other areas to benefit those citizens. Community Foundation of the Ozarks, a separate organization, manages the funds and makes investment decisions. NIR; 1 HRS; 0 HRS; 10/22/2019; PO Box 463, Clinton MO 64735, United States; Help with reviewing applications for potential grant recipients, attend board meetings, follow up with grant recipients to ensure funds used for purpose of application.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S66 Uniform Combined State Law Examination
    2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28

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