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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-11-13 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avon Products Inc. | Colorado Springs | CO | 08/2003 | Present |
| J.W. Cole Financial, Inc | Tampa | FL | 07/2015 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 11/2015 | Present |
(1) A. FIXED INSURANCE PRODUCTS B. NON-INVESTMENT RELATED C. 2975 BROADMOOR VALLEY RD. # 201 D. SALES E. 7/2015 F. HOURS PER MONTH 5-10 G. TRADING HOURS 5-10/MONTH H. SALES I. NON-COMPANY OFFICER J. NO CLIENT INVOLVEMENT (2) A) AVON SALES REPRESENTATIVE B) NON-INVESTMENT RELATED C) 8202 COOPER RIVER 80920 D) SALES E) REPRESENTATIVE F) 08/2003 TO PRESENT G) HOURS PER WEEK .5 (3) Integrated Financial Wellness, LLC; DBA; Investment related; 219 West Colorado Ave, Ste 306, Colorado Springs, CO 80903; Financial Advisor; Provide Financial advise to clients. Start 3/6/2025; 120 hours/month during trading. (4) Big Teepee Investments, LLC; Owner; 2448 Willow Glen Dr. Colorado Springs CO 80920; Not investment related; Start Date: 10/1/25 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2015-11-07 |
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