Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-21
WA RA APPROVED 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • WA RA
    APPROVED
    Since 2024-03-21

Branch Locations

6716 East Side Dr Ne Suite 5, Tacoma, WA 98422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Reliance Inc Tacoma WA 07/1991 06/2025
Cetera Advisors Llc Denver CO 02/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Hartley Financial Llc Tacoma WA 02/2025 Present
  • 07/1991 → 06/2025
    Sound Reliance Inc
    Tacoma, WA
  • 02/2012 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Hartley Financial Llc
    Tacoma, WA
Previous Registrations
  • 2010-11-05 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2007-03-01 → 2010-11-12
    Tacoma, WA
  • 2007-04-27 → 2010-11-05
    United Securities Alliance, Inc.
    Englewood, CO
    Greenwood Village, CO
  • 2007-04-27 → 2007-12-31
    United Securities Alliance, Inc.
    Englewood, CO
  • 2004-06-28 → 2007-03-01
    United Securities Alliance, Inc.
    Tacoma, WA
    Greenwood Village, CO
    Tacoma, WA
  • 1999-08-19 → 2004-06-29
    The Investment Center, Inc.
    Tacoma, WA
Other Businesses

1) MASTER SHOW'S TAE KWON DO CENTER, INSTRUCTOR SINCE 2/2011, 4HR/WK, 20/HR ; 2) NAME OF OTHER BUSINESS: HARTLEY FINANCIAL LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE EXPENSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-19
S63 Uniform Securities Agent State Law Examination 1988-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-06-19
  • S63 Uniform Securities Agent State Law Examination
    1988-12-29
Other Names
  • Earl Bernard Hartley
  • Barney Hartley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tacoma, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor