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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-21
  • OH RA
    APPROVED
    Since 2024-05-21

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

3825 Edwards Road Ste. 103, Cincinnati, OH 45209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Redus Group Cincinnati OH 05/2009 Present
Lincoln Financial Securities Corporation Cincinnati OH 02/2013 09/2016
Cambridge Investment Research, Inc. Fairfield IA 10/2016 05/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 05/2024
Ascension Wealth Management Cincinnati OH 06/2016 05/2024
United Planners Financial Services Scottsdale AZ 05/2024 Present
Redus Financial Group Cincinnati OH 04/2010 Present
Ascension Wealth Management Cincinnati OH 06/2016 Present
  • 05/2009 → Present
    Redus Group
    Cincinnati, OH
  • 02/2013 → 09/2016
    Lincoln Financial Securities Corporation
    Cincinnati, OH
  • 10/2016 → 05/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → 05/2024
    Fairfield, IA
  • 06/2016 → 05/2024
    Ascension Wealth Management
    Cincinnati, OH
  • 05/2024 → Present
    United Planners Financial Services
    Scottsdale, AZ
  • 04/2010 → Present
    Redus Financial Group
    Cincinnati, OH
  • 06/2016 → Present
    Ascension Wealth Management
    Cincinnati, OH
Previous Registrations
  • 2016-10-26 → 2024-05-20
    Blue Ash, OH
    Cincinnati, OH
  • 2013-03-06 → 2016-09-30
    Osaic Fs, Inc.
    Hebron, KY
    Blue Ash, OH
  • 2009-04-24 → 2012-12-31
    West Chester, OH
    Sharonville, OH
    Cincinatti, OH
    Des Moines, IA
  • 2004-11-23 → 2008-11-17
    Msi Financial Services, Inc.
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

1.) NATIONAL UNDERGROUND RAILROAD FREEDOM CENTER - BOARD MEMBER - COMMUNITY, CIVIC, CHARITABLE BOARD MEMBER OR OFFICER - CINCINNATI, OH - SINCE 01/2022 - NOT INVESTMENT RELATED 2.) GREATER CINCINNATI FOUNDATION - COMMITTEE MEMBER - COMMUNITY, CIVIC, CHARITABLE BOARD MEMBER OR OFFICER - CINCINNATI, OH - SINCE 01/2019 - INVESTMENT RELATED 3.) ASCENSION WEALTH MANAGEMENT - PRESIDENT/CEO - CONSULTING SERVICES - CINCINNATI, OH - SINCE 06/2016 - INVESTMENT RELATED 4.) ASCENSION WEALTH MANAGEMENT - PRESIDENT/CEO - DBA NAME FOR MARKETING PURPOSES ONLY - CINCINNATI, OH - SINCE 06/2016 - INVESTMENT RELATED 5.) REDUS FINANCIAL GROUP - PRESIDENT/CEO - NON-VARIABLE INSURANCE - CINCINNATI, OH - SINCE 04/2010 - INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-02-28
  • S63 Uniform Securities Agent State Law Examination
    2008-02-28

View on SEC IAPD

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