Richard A Pope

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1988 → 12/2017
  The Guardian Life Ins. Co.
  Woodbury, NY
• 05/1999 → 12/2017
  Park Avenue Securities Llc
  Woodbury, NY
• 01/2018 → Present
  Guardian Life Insurance Company
  Fort Myers, FL
• 01/2018 → Present
  Park Avenue Securities
  Fort Myers, FL
• 02/2018 → 08/2019
  Guardian Life Insurance
  Coral Gables, FL
• 02/2018 → 08/2019
  Park Avenue Securities
  Coral Gables, FL

Other Businesses

1. Book Author - P.O.P.E. The Principles of Prosperity Economics Start: 08/10/2012 Address: 14021 Metropolis Ave Fort Myers, FL 33912 10 non bus hrs per month Not investment related 2. Outside Insurance life, DI, health, annuities, LTC Start: 01/01/1993 Address: 14021 Metropolis Ave Fort Myers, FL 33912 10 bus hrs per month Investment related 3. SG Investment Group LLC Real Estate LLC for real estate purchase and rentals. Start: 04/01/2005 Address: RR Fred Spear's office in Florida - Crestview, FL 32536 0 hrs per month Investment related 4. Applied Financial Group, LLC DBA Applied Financial Group - Inactive Start: 07/11/2014 Address: 250 Crossways Park Drive, Woodbury, NY 11797 0 hrs per month Investment related 5. Applied Financial Group, LLC Set-up for recently changed Florida Domicile Start: 03/24/2016 Address: 31 Ocean Reef Dr. C101-PMB 167 Key Largo, Fl 33037 20-30 bus hrs per month Not investment related 6. RSS Pension Group, LLC, Start Date: 2/28/2023, Address: 5924 Summerin Commons Way Suite 1205, Ft. Myers, FL 33907, 3 total hours per month; 3 during securities trading hours, Not Investment related, Less than 10% Annual Compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1989-07-10

Other Names

• Richard Alan Pope