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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| GA | RA | APPROVED | 2017-09-18 |
| DE | RA | APPROVED | 2015-04-24 |
| TX | RA | APPROVED_RES | 2015-04-17 |
| CT | RA | APPROVED | 2015-03-31 |
| FL | RA | APPROVED | 2015-01-22 |
| NJ | RA | APPROVED | 2014-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Ins. Co. | Woodbury | NY | 09/1988 | 12/2017 |
| Park Avenue Securities Llc | Woodbury | NY | 05/1999 | 12/2017 |
| Guardian Life Insurance Company | Fort Myers | FL | 01/2018 | Present |
| Park Avenue Securities | Fort Myers | FL | 01/2018 | Present |
| Guardian Life Insurance | Coral Gables | FL | 02/2018 | 08/2019 |
| Park Avenue Securities | Coral Gables | FL | 02/2018 | 08/2019 |
1. Book Author - P.O.P.E. The Principles of Prosperity Economics Start: 08/10/2012 Address: 14021 Metropolis Ave Fort Myers, FL 33912 10 non bus hrs per month Not investment related 2. Outside Insurance life, DI, health, annuities, LTC Start: 01/01/1993 Address: 14021 Metropolis Ave Fort Myers, FL 33912 10 bus hrs per month Investment related 3. SG Investment Group LLC Real Estate LLC for real estate purchase and rentals. Start: 04/01/2005 Address: RR Fred Spear's office in Florida - Crestview, FL 32536 0 hrs per month Investment related 4. Applied Financial Group, LLC DBA Applied Financial Group - Inactive Start: 07/11/2014 Address: 250 Crossways Park Drive, Woodbury, NY 11797 0 hrs per month Investment related 5. Applied Financial Group, LLC Set-up for recently changed Florida Domicile Start: 03/24/2016 Address: 31 Ocean Reef Dr. C101-PMB 167 Key Largo, Fl 33037 20-30 bus hrs per month Not investment related 6. RSS Pension Group, LLC, Start Date: 2/28/2023, Address: 5924 Summerin Commons Way Suite 1205, Ft. Myers, FL 33907, 3 total hours per month; 3 during securities trading hours, Not Investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-10 |
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