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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-08-20
  • MO RA
    APPROVED
    Since 2025-08-20

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 04/2006 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2019
Wells Fargo Clearing Services St Louis MO 09/2021 Present
Wells Fargo Commercial Bank (Wholesale) Charlotte NC 09/2019 09/2021
  • 04/2006 → 11/2016
    Wells Fargo Advisors, Llc
    Charlotte, NC
  • 11/2016 → 09/2019
    Charlotte, NC
  • 09/2021 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 09/2019 → 09/2021
    Wells Fargo Commercial Bank (Wholesale)
    Charlotte, NC
Other Businesses

AU PAIR IN AMERICA, NOT INV RELATED, STAMFORD, CT, LOCAL COMMUNITY COUNSELOR, START 12/7/2018, 15 HOURS PER MONTH, ZERO DURING TRADING, ASSISTING HOST FAMILIES AND AU PAIRS IN ACCLIMATING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-19
  • S66 Uniform Combined State Law Examination
    2025-08-19
Other Names
  • Kimberly Dawn Stuart
  • Kimberly Dawn Wunderlich-Cady
  • Kimberly Dawn Wunderlich
  • Kimberly Dawn Cady
  • Kimberly Wunderlich

View on SEC IAPD

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