Gregg Adam Marks

Employer firm

Estate Planners Of New England, LLC CRD 133353

$52.0M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 11/2016
  Wells Fargo Advisors Llc
  Florham Park, NJ
• 11/2016 → 04/2019
  Wells Fargo Clearing Services, Llc
  Florham Park, NJ
• 04/2019 → 07/2019
  Fidelity Brokerage Services Llc
  Merrimack, NH
• 07/2019 → 09/2020
  Unemployed
  Basking Ridge, NJ
• 09/2020 → 03/2022
  Estate Planners Of New England
  Portsmouth, NH
• 03/2022 → Present
  Estate Planners Of New England, Llc
  Portsmouth, NH

Previous Registrations

• 2019-05-28 → 2019-07-24
  Fidelity Personal And Workplace Advisors
  Merrimack, NH
• 2011-08-12 → 2019-04-09
  Wells Fargo Clearing Services, Llc
  Florham Park, NJ
• 2007-03-21 → 2011-08-22
  Ubs Financial Services Inc.
  Florham Park, NJ
  Weehawken, NJ
  Florham Park, NJ
  Warren, NJ
• 2002-10-25 → 2004-02-09
  Morgan Stanley Dw Inc.
  Morristown, NJ
• 1995-04-25 → 2002-10-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-28
• S66 Uniform Combined State Law Examination
  2007-04-09
• S63 Uniform Securities Agent State Law Examination
  1990-12-05

Other Names

• Gregg Adam Marks
• Gregg Marks