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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
8660 Brentwood Boulevard Suite G, Brentwood, CA 94513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Brentwood | CA | 07/2009 | 06/2025 |
| Lpl Financial Llc | Brentwood | CA | 06/2025 | Present |
1) 06/02/2025 - Millbrae Building - Real Estate Rental - Investment Related - Millbrae, CA 94030 - Start Date: 03/04/2003 - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 1 2) 06/02/2025- Pacheco Parking Lot - Real Estate Rental - Investment Related - Martinez, CA 94553 -Start Date: 01/01/2007 - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 1 3) 06/02/2025 - Apex Securities & Asset Management Corp - DBA for LPL Business (entity for LPL business) - Investment Related -At Reported Business Location(s)- Start Date: 07/24/2009 -160 Hrs/Mth - 8 Hrs During Trading - Time Spent: 100 4) 06/02/2025 - Rental Property (Farm); - Real Estate Rental - Investment Related - Brentwood, CA 94513 - Start Date: 01/30/2015 - 1 Hrs/Mth - 0 Hrs During Trading - Time Spent: 1 5)06/02/2025 - Stanley D Roche Ranch LLC - Real Estate Rental - Investment Related - Oakdale, CA 95361 - Start Date: 09/02/2014 - 1 Hrs/Mth - 0 Hrs During Trading - Time Spent: 1 6) 06/02/2025 - Apex Securities & Asset Management 401K Plan - Act in a Fiduciary Capacity - Not Investment Related - Brentwood Blvd., Ste G - Start Date:01/01/2019 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-11 |
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