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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Geneva | NY | 07/1989 | Present |
| Pony Express & Company | Geneva | NY | 04/1993 | Present |
| Park Avenue Securities Llc | Geneva | NY | 05/1999 | Present |
1. Ash Brokerage for outside insurance sales- Nature of Business: Insurance sales, Start date: 01/01/2008, Address: One Franklin Square Suite 205 Geneva NY 14456, Duties: Insurance other than Guardian 10 total hours per month; 4 during securities trading hours, Investment related, 2. Trustee-Trustee for account set up for my late brothers children. Start: 03/15/2008 Address: One Franklin Square Suite 205; Geneva NY 14456 0 hrs per month Investment related 3. AirBnB-We have a cottage on our property that we recently started renting through AirBnB Start: 07/25/2016 Address: 4529 state Route 14s Geneva, NY 14456 2 non bus hrs per month Investment related 4. Fixed Annuities-I sell Fixed annuities through Annuco. Start: 11/01/2017 Address: One Franklin Sq Suite 205; Geneva, NY 14456 2 bus hrs per month Investment related 5) Mary Morley Estate Administrator-Estate Administrator for my mother Mary Morley, Start: 02/04/2020, Address: 4529 State Route 14S Geneva NY 14456 0 total hrs per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-06 |
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