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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1 N Main St, Rushville, NY 14544 • United States

399 Exchange Street, Geneva, NY 14456 • United States

3225 E Lake Rd Ste 215 Roseland Center, Canandaigua, NY 14424-2352 • United States

1314 Fairport Rd, Fairport, NY 14450 • United States

1423 Hathaway Drive, Farmington, NY 14425 • United States

359 Nys Rouite 31, Macedon, NY 14502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 11/2011 Present
Lyons National Bank Geneva NY 10/2011 Present
  • 11/2011 → Present
    Lpl Financial
    Charlotte, NC
  • 10/2011 → Present
    Lyons National Bank
    Geneva, NY
Other Businesses

1. 4/4/2012: DBA ONLY - LNB FINANCIAL SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-01
  • S66 Uniform Combined State Law Examination
    2012-03-01
Designations

View on SEC IAPD

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