Jason Gerald Swartley

Current Employers

Employment History

• 04/2016 → 10/2016
  Midas
  Geneva, NY
• 11/2016 → 12/2016
  Friendly Ford
  Geneva, NY
• 01/2017 → 04/2017
  Fitzgerald Brothers Bus And Limousine Company
  Geneva, NY
• 05/2017 → 08/2017
  Wall Street Trading
  Geneva, NY
• 07/2017 → 04/2018
  Eleven Lakes Construction And Property Maintenance
  Geneva, NY
• 04/2018 → 11/2020
  Penn Mutual Life Ins Co
  Geneva, NY
• 05/2018 → 11/2020
  Hornor Towsend & Kent Llc
  Geneva, NY
• 11/2020 → 01/2024
  Mass Mutual Life Insurance Company
  Geneva, NY
• 11/2020 → 01/2024
  Mml Investors Services, Llc
  Geneva, NY
• 03/2024 → 06/2024
  Securities America, Inc
  Geneva, NY
• 03/2024 → 06/2024
  Securities America Advisors, Inc
  Geneva, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Geneva, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Geneva, NY

Previous Registrations

• 2024-03-13 → 2024-06-14
  Securities America Advisors, Inc.
  Geneva, NY
• 2021-06-14 → 2024-01-31
  Mml Investors Services, Llc
  Rochester, NY
  Geneva, NY

Other Businesses

1. J.G. SWARTLEY PROPERTIES LLC POSITION: Managing Member NATURE: Rental Properties, Construction and development of rental properties, and Wholesaling of Real Estate properties. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/10/2022 ADDRESS: 4143 State Route 96a, Geneva NY 14456 DESCRIPTION: I own and operate a short-term rental portfolio of rented properties. (Arbitrage) Also I am actively looking for distressed properties to buy and sell via wholesale agreements. In the future we intend to purchase land and develop Mini storage rental units and other rental opportunities as we continue to develop our portfolio. 2. JASON G SWARTLEY POSITION: Agent/owner NATURE: Insurance, accident/health, and Annuity sales. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2018 ADDRESS: 122 North Genesee St, Suite A203, Geneva NY 14456 DESCRIPTION: Insurance, accident/health, and annuity sales. 3. ADVISORY POSITION: Advisory and Financial Planner NATURE: Advisory - SAAAUM asset Management for fee based Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 03/18/2024 ADDRESS: 122 North Genesee St, Suite A203, Geneva NY 14456 DESCRIPTION: Fee based asset Management and fee based Financial Planning. 4. POLITICAL PARTY COMMITTEE MEMBER POSITION: Committee Member for the Town of Fayette NATURE: non profit political party INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 4143 State Route 96a, Geneva NY 14456, United States DESCRIPTION: I am an Elected Committee Member representing the Town of Fayette in Seneca County on the Seneca County Republican Party. Our responsibilities are to represent the constituents concerns to the county committee, find and vet candidates for office, and support the candidates.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-12
• S63 Uniform Securities Agent State Law Examination
  2018-05-18

Other Names

• Jason G Swartley