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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-07
LA RA APPROVED 2013-03-27
  • TX RA
    APPROVED_RES
    Since 2014-11-07
  • LA RA
    APPROVED
    Since 2013-03-27

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1590 W. Causeway Approach Suite 1, Mandeville, LA 70471 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Mandeville LA 03/2013 Present
  • 03/2013 → Present
    Benjamin F Edwards & Co
    Mandeville, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-02
S63 Uniform Securities Agent State Law Examination 1989-04-17
  • S65 Uniform Investment Adviser Law Examination
    2016-08-02
  • S63 Uniform Securities Agent State Law Examination
    1989-04-17

View on SEC IAPD

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