Reuben Kengshin Chen

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 06/2001 → Present
  Wellspring Consulting
  San Jose, CA

Previous Registrations

• 2008-08-13 → 2015-10-20
  Cetera Wealth Services, Llc
  San Jose, CA
  Livermore, CA
• 2009-02-03 → 2013-11-19
  Pension Planners Securities, Inc.
  Rancho Cordova, CA
• 2003-03-14 → 2008-08-13
  Pension Planners Securities, Inc.
  Sacramento, CA
  Milpitas, CA
  Milipitas, CA
• 2001-06-21 → 2003-03-20
  Msi Financial Services, Inc.
  Lafayette, CA

Other Businesses

1) Rajenza Realty Capital LLC; 616 Fawn Ridge Court, San Ramon CA 94582; 01/22/2015; CEO; Rental property acquisition and maintenance; Investment Related; 2 hours/month; 2 hours/month during business hours; Ownership, Rental Income. 2) Globalton Consulting; 2635 North First Street, #201, San Jose, CA 95134; 09/2012; Coach/Teacher; Coach life insurance agents in Asia; Not Investment Related; 1 hour/month; 1 hour/month during business hours; Wages/Salary/Tips. 3) Silicon Valley Lions Club; 828 Tranquility Place, Milpitas, CA 95035; 10/2015; Founding Chartered President; Set vision, recruit members & oversee fundraising activities to benefit charities; Not Investment Related; 5 hours/month; 5 hours/month during business hours; No Compensation. 4) Silicon Valley Lions Foundation; 828 Tranquility Place, Milpitas, CA 95035; 10/2015; Chairman of the Board; Set vision, recruit members & oversee fundraising activities to benefit charities; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No Compensation. 5) Asian American Insurance & Financial Professional Association (NorCal Chapter); aaifpa.org; 01/2015; Chairman of the Board; Recruit insurance professionals & oversee activities which elevate the standard of our profession; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No Compensation. 6) ACA Life Distributors Inc.; 2635 North First Street, #201, San Jose, CA 95134; 02/2011; Founder & CEO; Oversee fixed insurance brokerage operations; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 7) Cupertino and Qingdao Friendship City Committee; https://www.cupertino.org/our-city/sister-friendship-cities; 11/08/2016; President; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No Compensation. 8) Atomy; 33801 1st Way South #301 Federal Way, WA 98003; Independent Contractor; Internet Shopping Group; Not Investment Related; 07/20/2021 1 hour/month; 0 hours/month during business hours. 9) FINSECA; 600 13th Street NW Suite 550 Washington, DC 20005; Charitable Organization; Investment Related; Ambassador; Donate and help with fundraising; 07/01/2022; 2 hours per month; 1 hour per month during trading hours. 10) Wellspring Insurance Network DBA Wellspring Global Insurance Solutions & Wellspring Consulting; 2635 North First Street, Suite 256, San Jose CA 95134; Member Firm affiliation; Investment Related; Founder and CEO; Solicit prospects/clients to purchase life insurance and financial services; 10/15/2015; 200 hours per month; 170 hours per month during trading hours. 11) IARFC; 146 N. Breiel Boulevard, Middletown OH 45402; Non profit organization assisting financial service representative to obtain RFC designation; Not investment related; Trustee, provides leadership, direction and strategy to develop the organization; 10/20/2023; 2 hours per month; 2 hours per month during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-08

Designations

• Certified Financial Planner

Other Names

• Reuben Keng Shin Chen