John Thomas Marasco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2023
  Securities America Inc
  Omaha, NE
• 11/2015 → 01/2021
  Continuum Financial
  Omaha, NE
• 10/2020 → 02/2023
  Convergence Wealth, Llc
  Omaha, NE
• 02/2023 → 12/2024
  Cadaret, Grant & Co., Inc.
  Elkhorn, NE
• 12/2024 → Present
  Lpl Financial Llc
  Omaha, NE

Previous Registrations

• 2023-02-01 → 2024-12-03
  Cadaret, Grant & Co., Inc.
  Elkhorn, NE
  Syracuse, NY
• 2020-10-07 → 2023-02-02
  Convergence Advisory Group
  Omaha, NE
• 2015-11-30 → 2021-01-19
  Continuum Financial
  Omaha, NE
• 2007-06-07 → 2015-11-09
  Mml Investors Services, Llc
  Omaha, NE

Other Businesses

1-11/2024 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 10/31/2024 2- 11/2024 / Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) / 160 HRS MNTH / 8 HRS DURING TRADING / START 10/31/2024 3- 11/2024 / John Marasco / Non-Variable Insurance / INV RLTD / 2 HRS MNTH / START10/312024 4- 11/2024 / John Marasco / Real Estate Rental / INV RLTD / START 04/01/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-21
• S63 Uniform Securities Agent State Law Examination
  1989-08-02

Designations

• Chartered Financial Consultant