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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-20
TX RA APPROVED_RES 2006-10-03
  • MN RA
    APPROVED
    Since 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

8325 Wayzata Blvd Ste 100, Golden Valley, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Golden Valley MN 09/2005 03/2020
Ameriprise Financial Services, Llc Golden Valley MN 03/2020 Present
Other Businesses

Business Ownership; West Metro LLC; ; LLC that pays the office expenses for plymouth advisors; 10405 6th Ave North Suite 200Plymouth Mn 55441, ,; ; ; 10 to 19 hours per month; / Smokehouse Brewpub; ; Micro Brewery and Restuarant; 2724 east 38th st Minneaplis Mn 55406, ,; Not Investment-Related; 09/29/2011; 0 hours per month; 0 during trading hours. Other Business Activities; HRG Group; Expense Management; 8325 Wayzata Blvd., Suite 100, Golden Valley, MN 55426, ,; ; 05/23/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-26
  • S63 Uniform Securities Agent State Law Examination
    1989-01-26
Designations

View on SEC IAPD

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