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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-14
RI RA APPROVED 2015-08-28
  • TX RA
    APPROVED
    Since 2019-01-14
  • RI RA
    APPROVED
    Since 2015-08-28

Branch Locations

650 Ten Rod Rd Suite G02H, North Kingstown, RI 02852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2015 Present
Previous Registrations
  • 2009-07-10 → 2015-09-08
    Msi Financial Services, Inc.
    Warwick, RI
    Warwick, RI
    Warwick, RI
  • 2005-11-04 → 2009-07-22
    Providence, RI
  • 2000-01-01 → 2005-11-29
    Legg Mason Wood Walker, Incorporated
    Providence, RI
Other Businesses

Rental Property Johnston, RI Start date: 4/26/2023 Owner Hours per week: 4 Hours during trading: 1 Maintain property, interact with tenants, track property related expenses and income * Rental Property Type of business: Rental Real Estate Smithfield, RI Start date: 2/1/2026 Owner Hours per week: 4 Hours during trading: 1 Maintain property, interact with tenants, track property related expenses and income

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-19
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S65 Uniform Investment Adviser Law Examination
    1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12
Designations
Other Names
  • Ronda Lee Warrener
  • Ronda Lee Ann Williams
  • Ronda Lee Ann Warrener

View on SEC IAPD

Other Firms

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