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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-30 |
| OH | RA | APPROVED | 1999-08-18 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
312 Walnut St., Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 07/2005 | Present |
| Ubs Financial Services Inc. | Cincinnati | OH | 07/2005 | Present |
Carmel Manor Retirement Home / 100 Carmel Manor Road Fort Thomas,Kentucky 41075 / Other/ Other Retirement home run by Carmelite Sisters / Assisted living for the aged / Member of Board of Directors / / Help with the fundraising for an expansionof the home / Start Date 8/10/2015 / 8 hours per year
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-03 |
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