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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-04-14 |
| TX | RA | APPROVED | 2013-11-21 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 03/2011 | Present |
| Usa Hockey | Colorado Springs | CO | 01/2023 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 03/2011 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 11/2013 | Present |
NAME OF BUSINESS: USA HOCKEY NON-INVESTMENT-RELATED ADDRESS: COLORADO SPRINGS, CO NATURE OF BUSINESS: HOCKEY POSITION: REFEREE START DATE: 01/2023 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REFEREEING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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