Steven Romano

Current Employers

Employment History

• 02/2006 → Present
  Lpl Financial, Llc
  Edmond, OK
• 09/2016 → Present
  Strategic Financial Concepts, Llc
  Edmond, OK

Other Businesses

1. 5/4/2007: Romano & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/1/2009: Aaron Tax & Accounting - Not Investment Related - Other-Referral - Time Spent 5% - Referring clients that are seeking a CPA for tax returns, bookkeeping, small business, payroll business. 3. 8/12/2014: NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/11/2014 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 9/7/2016: Strategic Financial Concepts, LLC - DBA: (Hybrid) Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/01/2016 - 20 Hours Per Month/2 Hours During Securities Trading. 5. 9/7/2016: NFA Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2016 - 20 Hours Per Month During Securities Trading. 6. 4/9/2018 - NFA Institutional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/22/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 7. 1/3/2019 - National Financial Alliance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 12/10/2018 - 40 Hours Per Month/2 Hours During Securities Trading. 8. 5/27/2020 - NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/10/2018 - 40 Hours Per Month/2 Hours During Securities Trading. 9. 07/22/2025 - Other - estate planning gather info - Inv rel - At Reported Business Location(s) - Start date: 07/01/2025 - 5hr /mnth 1 hr during trading 10. 07/23/2025 - Ron Blue Institute - Other - teaching a class at church - Non Inv rel - At Reported Business Location(s) - Start date: 09/02/2025 - 7hr /mnth 0 hr during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-11
• S63 Uniform Securities Agent State Law Examination
  1989-02-01

Other Names

• Steve Romano