Steven Paul Keller

Current Employers

Employment History

• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monterey, CA
• 01/2015 → 06/2026
  Morgan Stanley Private Bank, N.A
  New York, NY
• 10/2014 → 06/2026
  Morgan Stanley
  Monterey, CA
• 01/2015 → 06/2026
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2014-10-06 → 2026-06-08
  Morgan Stanley
  Monterey, CA
  Carmel, CA
• 2007-07-27 → 2014-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monterey, CA
• 2007-04-02 → 2007-07-31
  Morgan Stanley & Co. Llc
  Monterey, CA
• 2006-01-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wellesley, MA
  Monterey, CA

Other Businesses

I*4696273 Entity Type: N/A Name of OBA: Meals on Wheels of the Monterey Peninsula Address: Pacific Grove, California, 93950 Investment Related: No Position, Title, Association: Board of Directors Employee Start Date: 06/12/2026 Number of Hours: 3, Monthly Number of Hours during trading: 3, Monthly Duties: Feeding Homebound Seniors President of the Board of Directors I*4696275 Entity Type: N/A Name of OBA: Casa Pacheco Preservation Foundation Address: Monterey, California, 93940 Investment Related: No Position, Title, Association: Secretary Employee Start Date: 06/12/2026 Number of Hours: 3, Yearly Number of Hours during trading: 3, Yearly Duties: Preservation of a 190 year old historic Adobe in Monterey CA. Secretary I*4696274 Entity Type: Charitable Name of OBA: California State University of the Monterey Bay Foundation Address: Seaside, California, 93955 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/12/2026 Number of Hours: 3, Monthly Number of Hours during trading: 3, Monthly Duties: Raising funds for Scholarships and Athletics. Secretary

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-29
• S63 Uniform Securities Agent State Law Examination
  1989-01-06