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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-20 |
| CO | RA | APPROVED | 2018-05-24 |
Branch Locations
5299 Dtc Blvd Suite 210, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Greenwood Village | CO | 06/2016 | Present |
| Raymond James Financial Services Advisors, Inc | Greenwood Village | CO | 05/2018 | Present |
| Buff 74 Asset Management | Greenwood Village | CO | 05/2018 | 08/2024 |
(1)Name of Business: Buff 74 Asset Management Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80016, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/24/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: File annual tax from RJ pass through income
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-27 |
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