Best Investors Account Sign in

Pedro Sergio Chavez

Osaic Wealth, Inc.

El Paso, TX

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

El Paso, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2012 05/2020
Bbva Securities Inc. El Paso TX 05/2013 05/2020
Bbva Compass Insurance Agency, Inc. Austin TX 09/2012 05/2020
Level Four Advisory Services, Llc El Paso TX 06/2020 02/2021
Harbor Financial Services, Llc Mobile AL 01/2021 02/2021
Vantage Bank El Paso TX 03/2021 10/2021
Unemployed El Paso TX 11/2021 02/2022
Sunflower Bank El Paso TX 02/2022 01/2023
Lpl Financial Llc El Paso TX 07/2022 01/2023
Edward Jones St. Louis MO 05/2023 Present
Unemployed El Paso TX 02/2023 05/2023
  • 08/2012 → 05/2020
    Compass Bank
    Birmingham, AL
  • 05/2013 → 05/2020
    Bbva Securities Inc.
    El Paso, TX
  • 09/2012 → 05/2020
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 06/2020 → 02/2021
    Level Four Advisory Services, Llc
    El Paso, TX
  • 01/2021 → 02/2021
    Harbor Financial Services, Llc
    Mobile, AL
  • 03/2021 → 10/2021
    Vantage Bank
    El Paso, TX
  • 11/2021 → 02/2022
    Unemployed
    El Paso, TX
  • 02/2022 → 01/2023
    Sunflower Bank
    El Paso, TX
  • 07/2022 → 01/2023
    El Paso, TX
  • 05/2023 → Present
    St. Louis, MO
  • 02/2023 → 05/2023
    Unemployed
    El Paso, TX
Previous Registrations
  • 2023-05-12 → 2026-06-13
    El Paso, TX
    St. Louis, MO
    El Paso, TX
  • 2022-07-25 → 2023-01-30
    El Paso, TX
    El Paso, TX
  • 2020-06-09 → 2021-02-02
    Dallas, TX
    El Paso, TX
  • 2016-03-14 → 2020-06-01
    Pnc Managed Account Solutions, Inc.
    El Paso, TX
    Houston, TX
  • 2009-02-11 → 2011-12-31
    Osaic Fs, Inc.
    El Paso, TX
    El Paso, TX
    San Antonio, TX
  • 2006-07-07 → 2008-12-31
    Woodbury Financial Services, Inc.
    El Paso, TX
    El Paso, TX
Other Businesses

1. PEDRO CHAVEZ POSITION: Agent NATURE: Sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: 6205 Bandolero Dr, El Paso TX 79912, United States DESCRIPTION: act as insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-23
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S65 Uniform Investment Adviser Law Examination
    2006-05-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Other Names
  • Pedro Sergio Chavez
  • Pedro S Chavez
  • Pedro S Chavez M

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor